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FINRA Awards for Seymour A. Kolman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0321003/04/2015Claimant(s): Householder Group Financial Advisors, LL
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Debra Householder, Scott Householder, HG Marketing Services., Householding., Securities Service Network., TGH.
Respondent Lawyers(s): Christopher G. Lazarini, Robert D. Mitchell
Arbitrator(s): James E. Stark, Seymour A. Kolman, Ronald Edward Hibbing
Hearing Site: Phoenix, AZ
10-0478701/10/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): James Cooper
Respondent Lawyers(s): Michael Cooper
Arbitrator(s): Langdon T. Owen, Wendy L. Harris, Seymour A. Kolman
Hearing Site: Boise, ID
13-0023601/07/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Marcos Madril
Respondent Lawyers(s): Marcos A. Madril
Arbitrator(s): I. Douglas Dunipace, Seymour A. Kolman, Jamie Lee Wicks
Hearing Site: Phoenix, AZ

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