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FINRA Awards for White Pacific Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0120408/30/2012Claimant(s): Robert Angle, White Pacific Securities.
Claimant Lawyers(s): Michael C. Miller
Respondent(s): Patrick Nelson
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Philip W. Burge, Chester L. Firestein, Robert B. Hansohn
Hearing Site: Los Angeles, CA
11-0117712/29/2011Claimant(s): White Pacific Securities.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Wing Lim
Respondent Lawyers(s): Wing Kin Lim
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
09-0072204/23/2010Claimant(s): White Pacific Securities.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Spartan Securities Group, LTD
Respondent Lawyers(s): Elizabeth Campbell
Arbitrator(s): Nicholas J. Caputo, Mary Curran, Peter Anthony Sigal
Hearing Site: San Francisco, CA

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