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FINRA Awards for Thomas L. Azar

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0106811/14/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Steven Elefson
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Thomas J. Ray, Jerry M. Deters, David Cottingham Mann
Hearing Site: St. Louis, MO
06-0429210/12/2007Claimant(s): Moloney Securities Co..
Claimant Lawyers(s): Thomas L. Azar
Respondent(s): Jacqueline Mead, William Mead
Respondent Lawyers(s): Jacqueline M. Mead, William Ramey Mead
Arbitrator(s): David A. Fingerhut
Hearing Site: St. Louis, MO

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