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FINRA Awards for Travis Chapin

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0139809/06/2019Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Travis Chapin
Respondent(s): David Kraft
Respondent Lawyers(s): David Wayne Kraft
Arbitrator(s): Bernard A. Becker
Hearing Site: Boca Raton, FL
16-0349108/29/2018Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Travis Chapin
Respondent(s): Michael Mawby
Respondent Lawyers(s): Steve Wasserman
Arbitrator(s): Tracy L. Allen, Stephen M. Bales, David Rosenblum Cohen
Hearing Site: Cleveland, OH
16-0280712/29/2017Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Travis Chapin
Respondent(s): Sean Daly
Respondent Lawyers(s): Sean Declan Daly
Arbitrator(s): F. Chet Taylor, Leo G. Stern, Frank Abramson
Hearing Site: Minneapolis, MN

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