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FINRA Awards for Bryan K. Nestor

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0201212/05/2019Claimant(s): Mark Pent
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): P J Boylan, Stuart S. Mukamal, Bryan K. Nestor
Hearing Site: Milwaukee, WI
17-0266608/31/2018Claimant(s): James Steinbrenner
Claimant Lawyers(s): David A Genelly
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Rody P. Biggert, Bryan K. Nestor, Danielle Lea Carne
Hearing Site: Milwaukee, WI

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