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FINRA Awards for Detroit, MI

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Displaying 241-245 out of 245 results
Case Number Award Date Case Summary Customer Case? Amount Granted
05-0241102/20/2008Claimant(s): Thomas Fitzgerald
Claimant Lawyers(s): J. Steven Parker
Respondent(s): Ameriprise Advisor Services., H & R Block.
Respondent Lawyers(s): Robert M. Vercruysse
Arbitrator(s): Dana R. Dawe, Martin I. Reisig, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
07-0138602/05/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Schwartz
Respondent Lawyers(s): Richard A. Schwartz
Arbitrator(s): Garrick A. Rollert
Hearing Site: Detroit, MI
06-0322001/17/2008Claimant(s): Maria Tsalis
Claimant Lawyers(s): Joseph A. Golden
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Robert M. Vercruysse
Arbitrator(s): Barry Goldman, Benjamin A. Kerner, Veronique M. Liem
Hearing Site: Detroit, MI
06-0069311/30/2007Claimant(s): David Brus, Thomas Olsson
Claimant Lawyers(s): William M. Azkoul
Respondent(s): LaSalle Financial Services.
Respondent Lawyers(s): Stephen P. Bedell
Arbitrator(s): John A. Hubbard, Norman A. Samson, Miles D. Hart
Hearing Site: Detroit, MI
06-0471411/01/2007Claimant(s): Allen Green, Donald Teboe, William Wright, A. Green Financial Group.
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Robert Cargin, Regis Securities Corporation
Respondent Lawyers(s): Robert K. Cargin
Arbitrator(s): Harvey Frank, Kenneth J. Safran, Patrick A. Guentner
Hearing Site: Detroit, MI

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