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FINRA Awards for Allan Yarkin

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0159807/07/2017Claimant(s): Allan Yarkin, Hank Boyce
Claimant Lawyers(s): Allan M. Lerner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tina Winer
Arbitrator(s): Alice J. Johnson, Robert J. Bender, William John Kattula
Hearing Site: Boca Raton, FL
15-0043801/19/2016Claimant(s): Allan Yarkin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey Friedman
Arbitrator(s): Geraldine A. Genco, Gilbert A. Schnirman, Louis David Huss
Hearing Site: Miami, FL

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