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FINRA Awards for E1 Asset Management.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0360307/15/2013Claimant(s): E1 Asset Management.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Charles Kleinbaum, Robert I. Adler, Jettie K. Thomas
Hearing Site: New York, NY
10-0078208/04/2010Claimant(s): E1 Asset Management.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ched Gelb
Respondent Lawyers(s): Ched J. Gelb
Arbitrator(s): Clarence Smith
Hearing Site: New York, NY

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