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FINRA Awards for Henry Nguyen

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0330007/30/2018Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Gregg Weinstein
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David I. Goldblatt, Jay Alan Kranis, Henry Nguyen
Hearing Site: New York, NY
15-0072812/23/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Luken Carp
Respondent(s): Gloria Farina
Respondent Lawyers(s): Gloria Lynn Farina
Arbitrator(s): Joseph J. Arata, Judith Fields Jurney, Henry Nguyen
Hearing Site: New York, NY

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