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FINRA Awards for Chris P. Drucker

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0297412/30/2014Claimant(s): Ashraf Elghandour
Claimant Lawyers(s): Brian D. Spector
Respondent(s): James Turner, UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Charles L. Prothero, Chris P. Drucker, Robert E. Anderson
Hearing Site: Newark, NJ
13-0048610/21/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Brian Burns, Christopher Kete, Michael Marchiano, William Shinners
Respondent Lawyers(s): Alan S. Brodherson, Michael S. Kasanoff
Arbitrator(s): Mitchell S. Friedman, Bertrand M. Lanchner, Chris P. Drucker
Hearing Site: Newark, NJ

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