Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00248 | 10/02/2018 | Claimant(s): John Kincaid Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC, Legacy Financial Services. Respondent Lawyers(s): Christina Vourakis, Michael J. Ernst Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 16-03366 | 09/12/2017 | Claimant(s): Fillip Gershon Claimant Lawyers(s): Derek C. Anderson Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | ||
| 16-03508 | 08/30/2017 | Claimant(s): Daniel McPherson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Cetera Advisors LLC, Parkland Securities Respondent Lawyers(s): David G. Smitham, Denis C. Dice, John McClellan Arbitrator(s): Bernard F. Vail Hearing Site: Boise, ID |