Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03432 | 02/05/2016 | Claimant(s): Jeffrey Howard Claimant Lawyers(s): Hal J. Wood Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Steven D. Hurd Arbitrator(s): Mitchell Lee Marinello, John M. Kramer, Susan L. Walker Hearing Site: Chicago, IL | ||
| 15-00346 | 01/04/2016 | Claimant(s): Feltl and Company Claimant Lawyers(s): Thomas F. Steichen Respondent(s): Brian Czupek Respondent Lawyers(s): Michael S. Davis Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 15-01648 | 11/13/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol H. Li Respondent(s): Quentin Robb Respondent Lawyers(s): Quentin Leroy Robb Arbitrator(s): Susan L. Walker Hearing Site: Denver, CO | ||
| 14-00427 | 05/07/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Anthony Dutter Respondent Lawyers(s): Anthony Ryan Dutter Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 13-01058 | 04/29/2015 | Claimant(s): First Midstate Incorporated Claimant Lawyers(s): David A. Genelly Respondent(s): Stifel, Nicolaus & Co.., Kevin Heid Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Robert S. Sugarman, Susan L. Walker, Harvey R. Herman Hearing Site: Chicago, IL | ||
| 14-01712 | 04/22/2015 | Claimant(s): Livevol Securities. Claimant Lawyers(s): Andrew T. Solomon Respondent(s): Kimberly Kramer Respondent Lawyers(s): Gerald M. Miller Arbitrator(s): Martha B. Olson, Suanne F. Goldman, Susan L. Walker Hearing Site: Chicago, IL | ||
| 14-00689 | 08/07/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Diane C. Fischer Respondent(s): Respondent Lawyers(s): Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 12-02453 | 09/19/2013 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Patrick G. King Respondent(s): Respondent Lawyers(s): Arbitrator(s): Frank Samuelsohn, Susan L. Walker, Marcia Bonita Gevers Hearing Site: Chicago, IL |