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FINRA Awards for Charles Robert Moore

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0050210/24/2022Claimant(s): Carman Hicks
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard James Igou, Charles Robert Moore, S. M. Kernodle-Hodges
Hearing Site: Raleigh, NC
20-0110603/15/2021Claimant(s): Joseph Williams
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): M. Todd Sullivan
Arbitrator(s): Michael E. Weddington, Michael J. Pasquale, Charles Robert Moore
Hearing Site: Raleigh, NC
17-0060808/03/2017Claimant(s): Andrew Gentiluomo
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Thomas B. Corey, Edith N. Dinneen, Charles Robert Moore
Hearing Site: Raleigh, NC

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