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FINRA Awards for Kevin Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0019408/22/2014Claimant(s): James Nagengast, Kevin Miller
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): Robert G. Scott, Thomas J. Pleiss, Verne R. Gray
Hearing Site: Omaha, NE
12-0350905/03/2013Claimant(s): James Nagengast, Kevin Miller
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Thomas J. Pleiss, Verne R. Gray, John R. Loss
Hearing Site: Omaha, NE
07-0325711/25/2008Claimant(s): Stephen Jans
Claimant Lawyers(s): Oliver E. Nelson
Respondent(s): Kevin Miller, Fringe Benefits Design Of Minnesota, Intervest International Equities Corpora, Intervest International.
Respondent Lawyers(s): Marnie L. DeWall, Melissa D. Hubbard
Arbitrator(s): Edward C. Oliver, Andrew R. Dick, JD Haas
Hearing Site: Minneapolis, MN

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