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FINRA Awards for Jeffrey N. Goldberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0296410/03/2014Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Lawrence Digioia, Matthew Celenza
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): Herbert Leslie Greenberg, Theresa Y. Hu, Richard J. Stall
Hearing Site: Los Angeles, CA
11-0069404/22/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Henrique Berger
Respondent Lawyers(s): Henrique Berger
Arbitrator(s): Jane Bradley, Susan B. Gans-Smith, Zachary Scott Rigdon
Hearing Site: San Francisco, CA
10-0210711/06/2012Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Zamir Siddiqi
Respondent Lawyers(s): Richard D. Burstein
Arbitrator(s): Robert J. Ruben, Anita Rae Shapiro, Stephen Gary Holmes
Hearing Site: Los Angeles, CA

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