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FINRA Awards for Jerrold Levine

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0160703/25/2016Claimant(s): Daniel Silverstein
Claimant Lawyers(s): Daniel L. Silverstein
Respondent(s): Armen Karapetyan, Basis Financial
Respondent Lawyers(s): Armen Karapetyan
Arbitrator(s): Jerrold Levine
Hearing Site: Miami, FL
14-0082102/18/2015Claimant(s): Ileana Platt, Rafael Urquidi
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Jerrold Levine, Andrea R. Jacobs, Glenn Franklin Fuller
Hearing Site: Miami, FL
13-0223705/14/2014Claimant(s): Michael Kelleher
Claimant Lawyers(s): Robert C. Harris
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Jerrold Levine
Hearing Site: Miami, FL
13-0301305/14/2014Claimant(s): David Lugo
Claimant Lawyers(s): Roberto Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Nancy J. Cliff, Jerrold Levine, John H. Claudy
Hearing Site: San Juan, PR
08-0290603/24/2009Claimant(s): Elizabeth Nolan
Claimant Lawyers(s): Elizabeth Nolan
Respondent(s): William Astrop
Respondent Lawyers(s): William Bowen Astrop
Arbitrator(s): Jerrold Levine
Hearing Site: Ft. Lauderdale, FL

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