Potomac Analytics' Logo

FINRA Awards for Charlotte, NC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 131-132 out of 132 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0255901/16/2008Claimant(s): Gary Fitzer
Claimant Lawyers(s): Gary A. Fitzer
Respondent(s): Douglas Hill, James Weddle, John Bachmann, Merry Mosbacher, Paul Weise, Edward Jones, Hartford Equity Sales Company., Hartford Investment Financial Services, Hartford Securities Distribution Co.
Respondent Lawyers(s): Jennifer M. Blunt, Stephen B. Gillman
Arbitrator(s): Lynne T. Albert, John A. Baynes, Shelly-Ann Natasha Eweka
Hearing Site: Charlotte, NC
07-0087401/10/2008Claimant(s): Signal Securities.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): James Cowan, Wells Real Estate Funds
Respondent Lawyers(s): Hazel E. (Lynn) Norris, James Cowan
Arbitrator(s): Lynne T. Albert
Hearing Site: Charlotte, NC

132 Results

Display: