| JAMES RIVER SECURITIES CORP. | 38477 | James River Multi-Strategy Fund Ltd. | 1696092 | 01/27/2017 | D | Indefinite | $362,000,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Convexity Value Fund Ltd. | 1649300 | 07/29/2015 | D | Indefinite | $100,000,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | BJC Healthcare ERISA Fund Ltd. | 1539669 | 01/13/2012 | D | Indefinite | $30,000,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | James River Value Fund LLC | 1676246 | 06/09/2016 | D | Indefinite | $17,000,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | Summit Action Fund LLC, Series 1 | 1674071 | 06/09/2016 | D | Indefinite | $13,500,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | James River Value Fund Ltd. | 1696545 | 02/09/2017 | D | Indefinite | $10,000,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | James River Financing Fund LLC | 1673170 | 04/27/2016 | D | Indefinite | $8,535,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Convex Strategies Fund L.P. | 1719705 | 10/16/2017 | D | Indefinite | $7,240,787 |
| JAMES RIVER SECURITIES CORP. | 38477 | James River Value Partners Fund LLC | 1705777 | 05/24/2017 | D | Indefinite | $6,085,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Credit Opportunities Fund L.P. | 1493595 | 06/25/2010 | D | Indefinite | $5,870,000 |
