Broker-Dealers on SEC Form D for JAMES RIVER SECURITIES CORP.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 37 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
JAMES RIVER SECURITIES CORP.	38477	IAM Mini-Fund 999 Ltd	1533916	03/06/2015	D/A	Indefinite	$98,000,000
JAMES RIVER SECURITIES CORP.	38477	Polygon Convertible Opportunity Fund LP	1491161	07/12/2019	D/A	Indefinite	$93,659,050
JAMES RIVER SECURITIES CORP.	38477	III Credit Opportunities Fund L.P.	1493595	12/03/2013	D/A	Indefinite	$92,779,480
JAMES RIVER SECURITIES CORP.	38477	IAM Mini-Fund 999 Ltd	1533916	03/06/2014	D/A	Indefinite	$92,000,000
JAMES RIVER SECURITIES CORP.	38477	III SELECT CREDIT FUND LP	1426147	10/28/2021	D/A	Indefinite	$91,437,141
JAMES RIVER SECURITIES CORP.	38477	III SELECT CREDIT FUND LP	1426147	03/22/2023	D/A	Indefinite	$91,437,141
JAMES RIVER SECURITIES CORP.	38477	Polygon Convertible Opportunity Fund LP	1491161	07/11/2018	D/A	Indefinite	$87,793,196
JAMES RIVER SECURITIES CORP.	38477	III SELECT CREDIT FUND LP	1426147	02/28/2020	D/A	Indefinite	$83,437,142
JAMES RIVER SECURITIES CORP.	38477	III SELECT CREDIT FUND LP	1426147	02/28/2019	D/A	Indefinite	$83,437,141
JAMES RIVER SECURITIES CORP.	38477	III SELECT CREDIT FUND LP	1426147	02/28/2017	D/A	Indefinite	$83,237,142

37 Results

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