Broker-Dealers on SEC Form D for JAMES RIVER SECURITIES CORP.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 86 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
JAMES RIVER SECURITIES CORP.	38477	III RELATIVE VALUE CREDIT STRATEGIES FUND LTD	1449195	01/09/2019	D/A	Indefinite	$930,335,770
JAMES RIVER SECURITIES CORP.	38477	III RELATIVE VALUE CREDIT STRATEGIES FUND LTD	1449195	01/09/2020	D/A	Indefinite	$930,335,770
JAMES RIVER SECURITIES CORP.	38477	III RELATIVE VALUE CREDIT STRATEGIES FUND LTD	1449195	01/09/2018	D/A	Indefinite	$930,188,332
JAMES RIVER SECURITIES CORP.	38477	III RELATIVE VALUE CREDIT STRATEGIES FUND LTD	1449195	01/09/2017	D/A	Indefinite	$930,006,371
JAMES RIVER SECURITIES CORP.	38477	III RELATIVE VALUE CREDIT STRATEGIES FUND LTD	1449195	01/08/2016	D/A	Indefinite	$929,964,375
JAMES RIVER SECURITIES CORP.	38477	III RELATIVE VALUE CREDIT STRATEGIES FUND LTD	1449195	01/08/2015	D/A	Indefinite	$929,776,658
JAMES RIVER SECURITIES CORP.	38477	III Credit Opportunities Fund Ltd.	1524443	04/12/2023	D/A	Indefinite	$636,368,621
JAMES RIVER SECURITIES CORP.	38477	III Credit Opportunities Fund Ltd.	1524443	03/16/2022	D/A	Indefinite	$628,500,415
JAMES RIVER SECURITIES CORP.	38477	III SELECT CREDIT FUND LTD	1426141	10/28/2021	D/A	Indefinite	$617,466,691
JAMES RIVER SECURITIES CORP.	38477	III Credit Opportunities Fund Ltd.	1524443	03/05/2021	D/A	Indefinite	$615,250,415

86 Results

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