Broker-Dealers on SEC Form D for JAMES RIVER SECURITIES CORP.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 24 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
JAMES RIVER SECURITIES CORP.	38477	First Light Capital Blue, L.P.	1415698	12/17/2012	D/A	$400,000,000	$24,275,480
JAMES RIVER SECURITIES CORP.	38477	FIRST LIGHT CAPITAL, L.P.	1139678	03/05/2010	D/A	Indefinite	$24,009,607
JAMES RIVER SECURITIES CORP.	38477	Hutch Offshore Ltd.	1696545	02/08/2021	D/A	Indefinite	$23,883,632
JAMES RIVER SECURITIES CORP.	38477	Hutch Offshore Ltd.	1696545	02/28/2022	D/A	Indefinite	$23,883,632
JAMES RIVER SECURITIES CORP.	38477	Hutch Offshore Ltd.	1696545	03/24/2023	D/A	Indefinite	$23,883,632
JAMES RIVER SECURITIES CORP.	38477	FIRST LIGHT CAPITAL L P	1139678	03/13/2009	D/A	Indefinite	$23,509,607
JAMES RIVER SECURITIES CORP.	38477	Hutch Offshore Ltd.	1696545	02/07/2020	D/A	Indefinite	$22,840,242
JAMES RIVER SECURITIES CORP.	38477	III Convex Strategies Fund L.P.	1719705	10/26/2020	D/A	Indefinite	$20,790,305
JAMES RIVER SECURITIES CORP.	38477	III Convex Strategies Fund L.P.	1719705	10/28/2021	D/A	Indefinite	$20,790,305
JAMES RIVER SECURITIES CORP.	38477	First Light Capital Blue, L.P.	1415698	10/08/2010	D/A	$400,000,000	$19,639,268

24 Results

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