Broker-Dealers on SEC Form D for JAMES RIVER SECURITIES CORP.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion

Sort by:

Displaying 10 out of 14 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
JAMES RIVER SECURITIES CORP.	38477	III Convex Strategies Fund L.P.	1719705	10/16/2018	D/A	Indefinite	$8,704,530
JAMES RIVER SECURITIES CORP.	38477	III Convex Strategies Fund L.P.	1719705	10/16/2019	D/A	Indefinite	$8,704,530
JAMES RIVER SECURITIES CORP.	38477	James River Financing Fund LLC, Series 1	1673170	06/09/2016	D/A	Indefinite	$8,535,000
JAMES RIVER SECURITIES CORP.	38477	James River Financing Fund LLC	1673170	04/27/2016	D	Indefinite	$8,535,000
JAMES RIVER SECURITIES CORP.	38477	James River Financing Fund LLC, Series 1	1673170	06/09/2017	D/A	Indefinite	$8,535,000
JAMES RIVER SECURITIES CORP.	38477	III Convex Strategies Fund L.P.	1719705	10/16/2017	D	Indefinite	$7,240,787
JAMES RIVER SECURITIES CORP.	38477	First Light Capital Blue, L.P.	1415698	10/16/2008	D/A	$400,000,000	$6,891,996
JAMES RIVER SECURITIES CORP.	38477	III Futures Neural Network L.P.	1478325	03/06/2012	D/A	Indefinite	$6,183,457
JAMES RIVER SECURITIES CORP.	38477	James River Value Partners Fund LLC	1705777	05/24/2017	D	Indefinite	$6,085,000
JAMES RIVER SECURITIES CORP.	38477	III Credit Opportunities Fund L.P.	1493595	06/25/2010	D	Indefinite	$5,870,000

14 Results

1
2
>