Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | WindSail Credit Fund, L.P. | 1591566 | 01/19/2023 | D/A | Indefinite | $123,830,000 |
| FINALIS SECURITIES LLC | 305908 | WindSail Credit QP Fund, L.P. | 1727556 | 04/11/2023 | D/A | Indefinite | $95,920,000 |
| FINALIS SECURITIES LLC | 305908 | Shrewsbury River Capital CMBS Event-Driven Fund LP | 1740956 | 06/14/2023 | D/A | Indefinite | $91,500,000 |
| FINALIS SECURITIES LLC | 305908 | WindSail Credit QP Fund, L.P. | 1727556 | 04/11/2022 | D/A | Indefinite | $83,270,000 |
| FINALIS SECURITIES LLC | 305908 | Shrewsbury River Capital CMBS Event-Driven Fund Ltd | 1740955 | 06/14/2023 | D/A | Indefinite | $64,852,090 |
| FINALIS SECURITIES LLC | 305908 | Supply Change Capital Fund I LP | 1863949 | 05/31/2023 | D/A | Indefinite | $36,814,475 |
| FINALIS SECURITIES LLC | 305908 | Trailhead Capital Regeneration Fund I, LP | 1855955 | 11/09/2022 | D/A | $50,000,000 | $29,416,666 |
| FINALIS SECURITIES LLC | 305908 | Ashcroft Value-Add Fund II, LP | 1913650 | 12/14/2022 | D/A | $180,000,000 | $26,247,000 |
| FINALIS SECURITIES LLC | 305908 | Rise Bedford Partners, LLC | 1975672 | 05/09/2023 | D/A | $24,871,970 | $24,871,970 |
| FINALIS SECURITIES LLC | 305908 | Elicio Therapeutics, Inc. | 1555192 | 11/02/2022 | D/A | $50,000,000 | $21,995,420 |