Broker-Dealers on SEC Form D for FINALIS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
FINALIS SECURITIES LLC	305908	WindSail Credit QP Fund, L.P.	1727556	04/11/2023	D/A	Indefinite	$95,920,000
FINALIS SECURITIES LLC	305908	Shrewsbury River Capital CMBS Event-Driven Fund LP	1740956	06/14/2023	D/A	Indefinite	$91,500,000
FINALIS SECURITIES LLC	305908	WindSail Credit QP Fund, L.P.	1727556	04/11/2022	D/A	Indefinite	$83,270,000
FINALIS SECURITIES LLC	305908	Shrewsbury River Capital CMBS Event-Driven Fund Ltd	1740955	06/14/2023	D/A	Indefinite	$64,852,090

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