Potomac Analytics' Logo

Broker-Dealers on SEC Form D for FINALIS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 2 out of 2 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
FINALIS SECURITIES LLC3059083G Fund 13, LLC193987612/28/2022D/AIndefinite$8,000,000
FINALIS SECURITIES LLC305908Ashcroft Value-Add Fund III, LP195488812/16/2022D/A$150,000,000$7,859,340

2 Results

Display: