Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | WindSail Credit Fund, L.P. | 1591566 | 01/19/2023 | D/A | Indefinite | $123,830,000 |
| FINALIS SECURITIES LLC | 305908 | WindSail Credit QP Fund, L.P. | 1727556 | 04/11/2023 | D/A | Indefinite | $95,920,000 |
| FINALIS SECURITIES LLC | 305908 | Shrewsbury River Capital CMBS Event-Driven Fund LP | 1740956 | 06/14/2023 | D/A | Indefinite | $91,500,000 |
| FINALIS SECURITIES LLC | 305908 | WindSail Credit QP Fund, L.P. | 1727556 | 04/11/2022 | D/A | Indefinite | $83,270,000 |
| FINALIS SECURITIES LLC | 305908 | Shrewsbury River Capital CMBS Event-Driven Fund Ltd | 1740955 | 06/14/2023 | D/A | Indefinite | $64,852,090 |
| FINALIS SECURITIES LLC | 305908 | INTRINSIC HEALTH PARTNERS II, L.P. | 1956343 | 12/15/2022 | D | Indefinite | $47,125,000 |
| FINALIS SECURITIES LLC | 305908 | Rise Encore Partners, LLC | 1938508 | 08/02/2022 | D | $44,144,475 | $44,144,475 |
| FINALIS SECURITIES LLC | 305908 | Supply Change Capital Fund I LP | 1863949 | 05/31/2023 | D/A | Indefinite | $36,814,475 |
| FINALIS SECURITIES LLC | 305908 | Rise Phoenix Portfolio Partners, LLC | 1918547 | 04/22/2022 | D | $36,813,000 | $36,813,000 |
| FINALIS SECURITIES LLC | 305908 | Rise Lakeside Partners, LLC | 1933023 | 06/28/2022 | D | $34,725,000 | $34,725,000 |