Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | Elicio Therapeutics, Inc. | 1555192 | 05/27/2022 | D | $50,000,000 | $974,999 |
| FINALIS SECURITIES LLC | 305908 | Smith Medical Holdings Inc. | 1953915 | 01/18/2023 | D/A | $8,500,000 | $675,000 |
| FINALIS SECURITIES LLC | 305908 | Minturn Mountain Multi Family Fund I LP | 1945807 | 10/06/2022 | D | $100,000,000 | $280,000 |
| FINALIS SECURITIES LLC | 305908 | Blacklion New Growth Fund, LP | 1949640 | 10/17/2022 | D | $350,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | Blacklion New Growth Feeder, LLC | 1949641 | 10/17/2022 | D | $175,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | Ashcroft Value-Add Fund III, LP | 1954888 | 11/28/2022 | D | Indefinite | $0 |
| FINALIS SECURITIES LLC | 305908 | Excelsior CHI MOB CIV LLC | 1951634 | 10/25/2022 | D | $3,670,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund III, LLC | 1969616 | 03/29/2023 | D | $19,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund III, LLC | 1969616 | 03/29/2023 | D | $16,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund III, LLC | 1969616 | 04/05/2023 | D/A | $16,000,000 | $0 |