Potomac Analytics' Logo

Broker-Dealers on SEC Form D for B. RILEY WEALTH MANAGEMENT

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 10 out of 26 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
B. RILEY WEALTH MANAGEMENT2543WINTON FUTURES FUND LP (US)119841505/08/2009DIndefinite$441,766,471
B. RILEY WEALTH MANAGEMENT2543Innovation X Capital Partners, LLC187840909/07/2021DIndefinite$124,575,000
B. RILEY WEALTH MANAGEMENT2543HARVEST NATURAL RESOURCES, INC.84528910/19/2012D$79,750,000$79,750,000
B. RILEY WEALTH MANAGEMENT2543Fireman Brewery Holdings LP163579803/13/2015DIndefinite$46,300,000
B. RILEY WEALTH MANAGEMENT2543Castellan Real Estate Income Fund II LP169685107/21/2017DIndefinite$44,885,000
B. RILEY WEALTH MANAGEMENT2543SIERRA BANCORP113014409/02/2009D$21,285,000$21,285,000
B. RILEY WEALTH MANAGEMENT2543Castellan Real Estate Income Fund LP166896103/16/2016DIndefinite$19,704,000
B. RILEY WEALTH MANAGEMENT2543Lexington Keystone Fund, LLC148002102/10/2010D$50,000,000$19,661,485
B. RILEY WEALTH MANAGEMENT2543Fireman Brewery Holdings II LP167490707/08/2016DIndefinite$11,414,482
B. RILEY WEALTH MANAGEMENT2543Gulf United Energy, Inc.131216505/01/2012D$7,060,000$7,060,000

26 Results

Display: