Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | ALTEGRIS WINTON FUTURES FUND LP | 1198415 | 05/03/2011 | D/A | Indefinite | $874,519,363 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/21/2022 | D/A | Indefinite | $860,844,966 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Millennium USA LLC | 1523894 | 06/01/2021 | D/A | Indefinite | $771,176,552 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Millennium USA LLC | 1523894 | 06/07/2022 | D/A | Indefinite | $771,176,552 |
| B. RILEY WEALTH MANAGEMENT | 2543 | WINTON FUTURES FUND LP (US) | 1198415 | 09/14/2010 | D/A | Indefinite | $770,133,813 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Millennium USA LLC | 1523894 | 06/08/2020 | D/A | Indefinite | $707,833,864 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Quantitative Tactical Aggressive Fund LLC | 1460512 | 03/17/2016 | D/A | Indefinite | $624,608,877 |
| B. RILEY WEALTH MANAGEMENT | 2543 | WINTON FUTURES FUND LP (US) | 1198415 | 11/27/2009 | D/A | Indefinite | $608,245,021 |