Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Rivington Street LLC | 1676366 | 08/24/2020 | D/A | $9,600,000 | $8,478,975 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP 515 WEST 111th LLC | 1741907 | 11/06/2020 | D/A | $8,265,000 | $7,797,039 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Gulf United Energy, Inc. | 1312165 | 05/01/2012 | D | $7,060,000 | $7,060,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP West 135th Street LLC | 1691064 | 03/11/2021 | D | $9,650,000 | $6,569,678 |
| B. RILEY WEALTH MANAGEMENT | 2543 | BARFRESH FOOD GROUP INC. | 1487197 | 03/27/2015 | D | $5,522,000 | $5,522,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRO DEVELOPMENT II LP | 1430612 | 05/07/2009 | D/A | $12,000,000 | $5,325,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP 515 WEST 111th LLC | 1741907 | 05/29/2018 | D | $8,625,000 | $5,263,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Research Solutions, Inc. | 1386301 | 06/29/2016 | D | $5,200,000 | $5,200,000 |