Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | Alkeon Growth Partners, LP | 1278834 | 10/21/2022 | D/A | Indefinite | $2,919,290,074 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAMPBELL FUND TRUST | 1043951 | 05/18/2016 | D/A | Indefinite | $2,192,089,380 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAMPBELL FUND TRUST | 1043951 | 05/20/2014 | D/A | Indefinite | $2,011,214,074 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAMPBELL FUND TRUST | 1043951 | 05/21/2015 | D/A | Indefinite | $1,940,403,905 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAMPBELL FUND TRUST | 1043951 | 05/22/2013 | D/A | Indefinite | $1,506,343,220 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAMPBELL FUND TRUST | 1043951 | 04/24/2012 | D/A | Indefinite | $1,353,374,275 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Altegris Winton Futures Fund, L.P. | 1198415 | 11/09/2022 | D/A | Indefinite | $1,341,661,491 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Altegris Winton Futures Fund, L.P. | 1198415 | 07/10/2015 | D/A | Indefinite | $1,308,687,386 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Altegris Winton Futures Fund, L.P. | 1198415 | 02/03/2015 | D/A | Indefinite | $1,290,075,154 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Altegris Winton Futures Fund, L.P. | 1198415 | 10/28/2013 | D/A | Indefinite | $1,258,294,442 |