Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | B. Riley Private Shares Fund 2022-1, LLC | 1939463 | 08/02/2022 | D | $23,000,000 | $4,550,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | B. Riley Private Shares Fund 2022-1, LLC | 1939463 | 03/23/2023 | D/A | $23,000,000 | $4,550,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | B. Riley Private Shares Fund 2023-1, LLC | 1982065 | 06/20/2023 | D | $10,000,000 | $3,675,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | REED'S, INC. | 1140215 | 05/03/2017 | D | $3,400,000 | $3,400,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Sunrise Highway LLC | 1738207 | 01/11/2021 | D/A | $3,570,000 | $3,141,630 |
| B. RILEY WEALTH MANAGEMENT | 2543 | B. Riley Private Shares Fund 2022-1 QP, LLC | 1939461 | 02/09/2023 | D | $23,000,000 | $2,690,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Eco-Stim Energy Solutions, Inc. | 1135657 | 08/11/2014 | D | $2,302,400 | $2,302,400 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Wetherole LLC | 1658619 | 05/17/2016 | D | $3,425,000 | $1,827,500 |