Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ACCESS SECURITIES, INC. | 22455 | SARUS OFFSHORE FUND SPC, LTD. | 1513886 | 06/06/2011 | D | Indefinite | $70,092,000 |
| ACCESS SECURITIES, INC. | 22455 | RW3 Ventures I LP | 1919111 | 05/04/2022 | D | $100,000,000 | $53,875,000 |
| ACCESS SECURITIES, INC. | 22455 | Sarus Fund LP | 1386522 | 04/11/2011 | D | Indefinite | $45,484,249 |
| ACCESS SECURITIES, INC. | 22455 | Yannix Fund Ltd. | 1534304 | 11/15/2011 | D | Indefinite | $23,000,000 |
| ACCESS SECURITIES, INC. | 22455 | Flat Footed III LLC | 1795372 | 12/03/2019 | D | Indefinite | $5,901,123 |
| ACCESS SECURITIES, INC. | 22455 | CHINA ALPHA II FUND LTD | 1668593 | 04/07/2022 | D | Indefinite | $5,000,000 |
| ACCESS SECURITIES, INC. | 22455 | Raptor Lucra Holdings LLC | 1906230 | 02/09/2022 | D | $4,500,000 | $3,305,000 |
| ACCESS SECURITIES, INC. | 22455 | FLAT FOOTED II LP | 1765227 | 02/14/2019 | D | Indefinite | $1,600,000 |
| ACCESS SECURITIES, INC. | 22455 | Global Integrity Fund Ltd | 1868084 | 06/17/2021 | D | Indefinite | $500,000 |