Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ACCESS SECURITIES, INC. | 22455 | RW3 Ventures I LP | 1919111 | 05/04/2023 | D/A | $100,000,000 | $47,175,000 |
| ACCESS SECURITIES, INC. | 22455 | Lubben Fund Ltd. | 1423949 | 03/15/2013 | D/A | Indefinite | $46,750,000 |
| ACCESS SECURITIES, INC. | 22455 | YANNIX FUND LP | 1340311 | 03/15/2010 | D/A | Indefinite | $45,900,000 |
| ACCESS SECURITIES, INC. | 22455 | Sarus Fund LP | 1386522 | 04/11/2011 | D | Indefinite | $45,484,249 |
| ACCESS SECURITIES, INC. | 22455 | China Alpha Fund LP | 1650237 | 07/12/2021 | D/A | Indefinite | $44,600,000 |
| ACCESS SECURITIES, INC. | 22455 | Yannix Fund Ltd. | 1534304 | 11/10/2016 | D/A | Indefinite | $43,300,000 |
| ACCESS SECURITIES, INC. | 22455 | Yannix Fund Ltd. | 1534304 | 11/09/2017 | D/A | Indefinite | $43,300,000 |
| ACCESS SECURITIES, INC. | 22455 | Yannix Fund Ltd. | 1534304 | 11/09/2018 | D/A | Indefinite | $43,300,000 |
| ACCESS SECURITIES, INC. | 22455 | CHINA ALPHA II FUND LTD | 1668593 | 06/12/2023 | D/A | Indefinite | $42,000,000 |
| ACCESS SECURITIES, INC. | 22455 | CHINA ALPHA II FUND LTD | 1668593 | 06/12/2023 | D/A | Indefinite | $42,000,000 |