Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ACCESS SECURITIES, INC. | 22455 | LUBBEN FUND LP | 1362403 | 03/15/2010 | D/A | Indefinite | $98,364,157 |
| ACCESS SECURITIES, INC. | 22455 | FF Hybrid, LP | 1692532 | 01/05/2021 | D/A | Indefinite | $79,868,895 |
| ACCESS SECURITIES, INC. | 22455 | RA CAPITAL HEALTHCARE INTERNATIONAL FUND LTD | 1391647 | 05/29/2009 | D/A | Indefinite | $76,850,746 |
| ACCESS SECURITIES, INC. | 22455 | RA CAPITAL HEALTHCARE INTERNATIONAL FUND LTD | 1391647 | 05/28/2010 | D/A | Indefinite | $76,850,746 |
| ACCESS SECURITIES, INC. | 22455 | SARUS OFFSHORE FUND SPC, LTD. | 1513886 | 06/06/2011 | D | Indefinite | $70,092,000 |
| ACCESS SECURITIES, INC. | 22455 | Lubben Fund Ltd. | 1423949 | 03/17/2017 | D/A | Indefinite | $59,640,000 |
| ACCESS SECURITIES, INC. | 22455 | Lubben Fund Ltd. | 1423949 | 03/16/2018 | D/A | Indefinite | $59,640,000 |
| ACCESS SECURITIES, INC. | 22455 | Lubben Fund Ltd. | 1423949 | 03/20/2018 | D/A | Indefinite | $59,640,000 |
| ACCESS SECURITIES, INC. | 22455 | Lubben Fund Ltd. | 1423949 | 03/15/2019 | D/A | Indefinite | $59,640,000 |
| ACCESS SECURITIES, INC. | 22455 | Flat Footed I LP | 1692532 | 02/27/2020 | D/A | Indefinite | $57,705,299 |