Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ACCESS SECURITIES, INC. | 22455 | FIRST LIGHT CAPITAL, L.P. | 1139678 | 03/05/2010 | D/A | Indefinite | $24,009,607 |
| ACCESS SECURITIES, INC. | 22455 | FIRST LIGHT CAPITAL L P | 1139678 | 03/13/2009 | D/A | Indefinite | $23,509,607 |
| ACCESS SECURITIES, INC. | 22455 | Yannix Fund Ltd. | 1534304 | 11/15/2011 | D | Indefinite | $23,000,000 |
| ACCESS SECURITIES, INC. | 22455 | First Light Capital Blue, L.P. | 1415698 | 10/08/2010 | D/A | $400,000,000 | $19,639,268 |
| ACCESS SECURITIES, INC. | 22455 | Tropix Fund LP | 1416769 | 03/15/2012 | D/A | Indefinite | $19,138,064 |
| ACCESS SECURITIES, INC. | 22455 | Tropix Fund LP | 1416769 | 03/15/2013 | D/A | Indefinite | $19,138,064 |
| ACCESS SECURITIES, INC. | 22455 | Tropix Fund LP | 1416769 | 03/17/2014 | D/A | Indefinite | $19,138,064 |
| ACCESS SECURITIES, INC. | 22455 | SARUS OFFSHORE FUND SPC, LTD. | 1513886 | 06/07/2012 | D/A | Indefinite | $18,448,664 |
| ACCESS SECURITIES, INC. | 22455 | SARUS OFFSHORE FUND SPC, LTD. | 1513886 | 06/07/2013 | D/A | Indefinite | $13,398,664 |
| ACCESS SECURITIES, INC. | 22455 | First Light Capital Blue, L.P. | 1415698 | 10/16/2009 | D/A | $400,000,000 | $11,177,527 |