Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ACCESS SECURITIES, INC. | 22455 | Flat Footed III LLC | 1795372 | 12/03/2021 | D/A | Indefinite | $9,330,784 |
| ACCESS SECURITIES, INC. | 22455 | Flat Footed III LLC | 1795372 | 12/03/2020 | D/A | Indefinite | $8,751,123 |
| ACCESS SECURITIES, INC. | 22455 | First Light Capital Blue, L.P. | 1415698 | 10/16/2008 | D/A | $400,000,000 | $6,891,996 |
| ACCESS SECURITIES, INC. | 22455 | Lubben Fund Ltd. | 1423949 | 03/15/2010 | D/A | Indefinite | $6,500,000 |
| ACCESS SECURITIES, INC. | 22455 | Lubben Fund Ltd. | 1423949 | 03/15/2011 | D/A | Indefinite | $6,500,000 |
| ACCESS SECURITIES, INC. | 22455 | Lubben Fund Ltd. | 1423949 | 03/15/2012 | D/A | Indefinite | $6,500,000 |
| ACCESS SECURITIES, INC. | 22455 | Flat Footed III LLC | 1795372 | 12/03/2019 | D | Indefinite | $5,901,123 |
| ACCESS SECURITIES, INC. | 22455 | CHINA ALPHA II FUND LTD | 1668593 | 04/07/2022 | D | Indefinite | $5,000,000 |