Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SANDERS MORRIS HARRIS INC. | 20580 | TRANSATLANTIC PETROLEUM CORP. | 1092289 | 06/26/2009 | D | $120,766,079 | $120,766,079 |
| SANDERS MORRIS HARRIS INC. | 20580 | Keystone Private Equity Opportunities II (Q), L.P. | 1488275 | 04/15/2010 | D | $150,000,000 | $73,500,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | TRANSATLANTIC PETROLEUM LTD. | 1092289 | 12/09/2009 | D | $61,394,724 | $61,394,724 |
| SANDERS MORRIS HARRIS INC. | 20580 | Penn Mid Cap Equity Fund, L.P. | 1481060 | 01/22/2010 | D | Indefinite | $24,100,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | 0910703 B.C. Ltd. | 1528283 | 08/22/2011 | D | $21,483,313 | $21,483,313 |
| SANDERS MORRIS HARRIS INC. | 20580 | BLACK RHINO FUND LP | 1223549 | 06/11/2009 | D | Indefinite | $16,676,558 |
| SANDERS MORRIS HARRIS INC. | 20580 | Yuma Companies, Inc. | 1524071 | 08/06/2012 | D | $25,000,000 | $15,995,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | Revolution Money Inc. | 1467458 | 07/15/2009 | D | $20,000,000 | $15,225,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | Tectonic Holdings, LLC | 1706364 | 05/24/2017 | D | $14,474,999 | $14,474,999 |
| SANDERS MORRIS HARRIS INC. | 20580 | Cariloha, Inc. | 1862733 | 09/09/2022 | D | $14,385,000 | $13,050,000 |