Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 66 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	Alden Global Value Recovery Fund, L.P.	1490666	05/15/2014	D/A	Indefinite	$98,565,806
SANDERS MORRIS HARRIS INC.	20580	Passport Materials Fund L P	1378892	09/15/2010	D/A	Indefinite	$95,321,830
SANDERS MORRIS HARRIS INC.	20580	Passport Materials Fund L P	1378892	01/03/2011	D/A	Indefinite	$95,321,830
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth PW Partners, LP	1501157	09/13/2011	D/A	Indefinite	$95,002,299
SANDERS MORRIS HARRIS INC.	20580	Dunbar Capital Management I L L C	1292295	03/17/2009	D/A	Indefinite	$94,179,151
SANDERS MORRIS HARRIS INC.	20580	Passport Materials Fund L P	1378892	09/16/2009	D/A	Indefinite	$92,621,830
SANDERS MORRIS HARRIS INC.	20580	SKK VENTURES QP, LLC	1775014	04/28/2023	D/A	Indefinite	$89,845,060
SANDERS MORRIS HARRIS INC.	20580	PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP	1285999	03/14/2011	D/A	Indefinite	$89,034,710
SANDERS MORRIS HARRIS INC.	20580	Alden Global Distressed Opportunities Fund (Cayman), L.P.	1453506	07/16/2012	D/A	Indefinite	$88,732,521
SANDERS MORRIS HARRIS INC.	20580	PENN CORE HIGH YIELD BOND FUND LP	1216123	03/15/2012	D/A	Indefinite	$85,844,245

66 Results

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