Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 39 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	03/17/2014	D/A	Indefinite	$24,876,200
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	03/15/2013	D/A	Indefinite	$24,531,200
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	03/16/2015	D/A	Indefinite	$24,165,025
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	01/22/2010	D	Indefinite	$24,100,000
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	03/15/2012	D/A	Indefinite	$24,066,650
SANDERS MORRIS HARRIS INC.	20580	Tectonic Holdings, LLC	1706364	05/26/2017	D/A	$23,974,999	$23,974,999
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	03/12/2010	D/A	Indefinite	$23,836,650
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	03/14/2011	D/A	Indefinite	$23,836,650
SANDERS MORRIS HARRIS INC.	20580	BLACK RHINO FUND LP	1223549	04/27/2012	D/A	Indefinite	$21,483,999
SANDERS MORRIS HARRIS INC.	20580	0910703 B.C. Ltd.	1528283	08/22/2011	D	$21,483,313	$21,483,313

39 Results

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