Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 75 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND LP	1452225	03/15/2011	D/A	Indefinite	$973,728,221
SANDERS MORRIS HARRIS INC.	20580	ALDEN GLOBAL OPPORTUNITIES FUND LP	1452225	01/15/2015	D/A	Indefinite	$820,774,584
SANDERS MORRIS HARRIS INC.	20580	ALDEN GLOBAL OPPORTUNITIES FUND LP	1452225	01/15/2016	D/A	Indefinite	$820,774,584
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	10/26/2017	D/A	Indefinite	$753,143,669
SANDERS MORRIS HARRIS INC.	20580	ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND LP	1452225	03/15/2012	D/A	Indefinite	$672,474,663
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	10/28/2016	D/A	Indefinite	$643,009,909
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	10/30/2015	D/A	Indefinite	$558,699,005
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	10/30/2015	D/A	Indefinite	$558,699,005
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	03/05/2015	D/A	Indefinite	$527,621,348
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Defensive High Yield Fund, L.P.	1303678	12/09/2019	D/A	Indefinite	$525,712,446

75 Results

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