Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SANDERS MORRIS HARRIS INC. | 20580 | TUYA TECHNOLOGIES, LLC | 1679842 | 05/06/2021 | D | $3,500,000 | $51,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | Atlas Resources Series 32-2012 L.P. | 1542471 | 05/15/2012 | D/A | $100,000,000 | $0 |
| SANDERS MORRIS HARRIS INC. | 20580 | TUYA TECHNOLOGIES, LLC | 1679842 | 01/30/2019 | D | $50,000,000 | $0 |
| SANDERS MORRIS HARRIS INC. | 20580 | BIOS ONL Co-Invest I, LP | 1825399 | 09/25/2020 | D | $10,000,000 | $0 |