Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Search by Recipient Name or Primary Issuer:

Displaying 10 out of 128 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC	1697317	04/30/2019	D/A	Indefinite	$99,980,940
WELLS FARGO ADVISORS, LLC	19616	Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC	1468370	06/15/2018	D/A	Indefinite	$99,758,588
WELLS FARGO ADVISORS, LLC	19616	PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC	1569730	02/23/2016	D/A	Indefinite	$98,367,347
WELLS FARGO ADVISORS, LLC	19616	AIS Futures Fund L.P. (3X-6X)	1038627	03/06/2012	D/A	Indefinite	$98,343,569
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	08/11/2022	D/A	Indefinite	$98,098,073
WELLS FARGO ADVISORS, LLC	19616	AIS Futures Fund L.P. (3X-6X)	1038627	03/04/2011	D/A	Indefinite	$97,269,094
WELLS FARGO ADVISORS, LLC	19616	Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1599262	01/25/2019	D/A	Indefinite	$97,177,730
WELLS FARGO ADVISORS, LLC	19616	PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC	1569730	02/23/2015	D/A	Indefinite	$96,539,250
WELLS FARGO ADVISORS, LLC	19616	Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1569806	02/16/2016	D/A	Indefinite	$95,811,716
WELLS FARGO ADVISORS, LLC	19616	SAGE FUND LP	1083768	05/09/2011	D/A	Indefinite	$95,716,954