Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 10 out of 40 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLC	1621046	10/08/2015	D/A	Indefinite	$9,988,000
WELLS FARGO ADVISORS, LLC	19616	Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLC	1621046	04/06/2017	D/A	Indefinite	$9,988,000
WELLS FARGO ADVISORS, LLC	19616	York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC	1595273	11/17/2016	D/A	Indefinite	$9,641,000
WELLS FARGO ADVISORS, LLC	19616	STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ASP, LLC	1725439	12/17/2018	D/A	Indefinite	$9,480,000
WELLS FARGO ADVISORS, LLC	19616	GS Global Equity Long Short Institutional ASP Fund, a Series of Alternative Strategies Platform, LLC	1434640	04/13/2011	D/A	Indefinite	$9,217,380
WELLS FARGO ADVISORS, LLC	19616	Altis Global Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521635	05/23/2013	D/A	Indefinite	$9,118,230
WELLS FARGO ADVISORS, LLC	19616	WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1468283	04/14/2010	D/A	Indefinite	$9,053,519
WELLS FARGO ADVISORS, LLC	19616	ASGI MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355383	07/03/2013	D/A	Indefinite	$8,991,397
WELLS FARGO ADVISORS, LLC	19616	IVY/ASGI MULTI-STRATEGY II ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355382	08/07/2009	D/A	Indefinite	$8,845,000
WELLS FARGO ADVISORS, LLC	19616	Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLC	1662570	01/04/2017	D/A	Indefinite	$8,750,000