Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 10 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367598	04/11/2012	D/A	Indefinite	$49,701,267
WELLS FARGO ADVISORS, LLC	19616	Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC	1398259	04/12/2010	D/A	Indefinite	$49,654,159
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	02/01/2013	D/A	Indefinite	$49,150,693
WELLS FARGO ADVISORS, LLC	19616	GRE II ASW Fund, a series of Alternative Strategies Real Estate Platform, LLC	1367597	08/11/2009	D/A	Indefinite	$48,906,773
WELLS FARGO ADVISORS, LLC	19616	Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1599262	01/27/2017	D/A	Indefinite	$48,903,730
WELLS FARGO ADVISORS, LLC	19616	Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1606463	03/25/2020	D/A	Indefinite	$48,555,875
WELLS FARGO ADVISORS, LLC	19616	Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC	1528509	08/14/2012	D/A	Indefinite	$48,486,074
WELLS FARGO ADVISORS, LLC	19616	Siguler Guff Distressed Real Estate ASP Fund, LLC	1486687	03/02/2011	D/A	Indefinite	$48,328,360
WELLS FARGO ADVISORS, LLC	19616	Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1713963	08/11/2020	D/A	Indefinite	$48,275,000
WELLS FARGO ADVISORS, LLC	19616	Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1606463	03/25/2019	D/A	Indefinite	$48,200,875