Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 120 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	RAMIUS TAPESTRY VINTAGE OVERSEAS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355390	04/09/2010	D/A	Indefinite	$250,000
WELLS FARGO ADVISORS, LLC	19616	Pinehurst Institutional Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355390	07/08/2010	D/A	Indefinite	$250,000
WELLS FARGO ADVISORS, LLC	19616	AlphaMetrix Managed Futures III LLC (AlphaMetrix WC Diversified Series)	1473675	03/05/2010	D/A	Indefinite	$232,500
WELLS FARGO ADVISORS, LLC	19616	AlphaMetrix Managed Futures III LLC	1473675	01/13/2010	D	Indefinite	$232,500
WELLS FARGO ADVISORS, LLC	19616	AlphaMetrix Managed Futures III LLC (AlphaMetrix WC Diversified Series)	1473675	04/09/2010	D/A	Indefinite	$232,500
WELLS FARGO ADVISORS, LLC	19616	LANDMARK EQUITY PARTNERS XIV ASW FUND LLC	1446865	08/06/2009	D/A	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Pinehurst Partners ASW Fund, a series of Alternative Strategies Platform, LLC	1468369	07/15/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Pinehurst Institutional ASW Fund, a series of Alternative Strategies Platform, LLC	1468370	07/15/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Millburn Multi-Markets Fund L.P.	1468910	07/23/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Atlas Resources Series 30-2011 L.P.	1515415	06/07/2011	D/A	$100,000,000	$0

120 Results

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