Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 110 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	06/28/2022	D/A	Indefinite	$4,985,883,852
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	08/09/2021	D/A	Indefinite	$4,985,265,459
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	09/17/2019	D/A	Indefinite	$4,984,978,959
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	06/09/2020	D/A	Indefinite	$4,984,978,959
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	06/13/2018	D/A	Indefinite	$4,983,856,993
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	07/31/2017	D/A	Indefinite	$4,982,760,945
WELLS FARGO ADVISORS, LLC	19616	MacKay Municipal Credit Opportunities Fund LP	1460023	05/16/2023	D/A	Indefinite	$4,163,114,416
WELLS FARGO ADVISORS, LLC	19616	RAMIUS TAPESTRY VINTAGE ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355388	04/12/2010	D/A	Indefinite	$3,793,451,815
WELLS FARGO ADVISORS, LLC	19616	IVY/ASGI HEDGED EQUITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355384	08/07/2009	D/A	Indefinite	$3,772,218,669
WELLS FARGO ADVISORS, LLC	19616	Beldore Capital Fund LLC	1404013	11/04/2015	D/A	Indefinite	$3,597,785,000

110 Results

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