Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | Atreca, Inc. | 1532346 | 12/07/2017 | D/A | $35,000,003 | $35,000,003 |
| CIM SECURITIES, LLC | 120852 | CareDx, Inc. | 1217234 | 06/17/2016 | D/A | $36,802,008 | $22,169,135 |
| CIM SECURITIES, LLC | 120852 | ALZHEON, INC. | 1582636 | 09/05/2018 | D/A | $19,801,820 | $19,801,820 |
| CIM SECURITIES, LLC | 120852 | Angarus Therapeutics, Inc. | 1836891 | 07/14/2021 | D/A | $11,316,922 | $11,316,922 |
| CIM SECURITIES, LLC | 120852 | Angarus Therapeutics, Inc. | 1836891 | 06/22/2021 | D/A | $9,745,976 | $9,745,976 |
| CIM SECURITIES, LLC | 120852 | Meridian Energy Group, Inc. | 1651538 | 12/16/2019 | D/A | $60,000,000 | $9,547,620 |
| CIM SECURITIES, LLC | 120852 | Angarus Therapeutics, Inc. | 1836891 | 03/02/2021 | D/A | $7,830,438 | $7,830,438 |
| CIM SECURITIES, LLC | 120852 | Evecxia, Inc. | 1736859 | 09/11/2020 | D/A | $8,500,000 | $7,414,155 |
| CIM SECURITIES, LLC | 120852 | Betaliq Inc | 1772435 | 07/26/2019 | D/A | $10,000,000 | $6,001,965 |
| CIM SECURITIES, LLC | 120852 | AnaBios Corp | 1517420 | 06/21/2017 | D/A | $8,385,556 | $5,753,518 |