Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | SmartSoda Holdings, Inc. | 1792706 | 01/21/2022 | D/A | $600,000 | $600,000 |
| CIM SECURITIES, LLC | 120852 | Creative Technologies, LLC | 1908896 | 09/19/2022 | D | Indefinite | $585,000 |
| CIM SECURITIES, LLC | 120852 | SmartSoda Holdings, Inc. | 1792706 | 08/30/2021 | D | $300,000 | $300,000 |
| CIM SECURITIES, LLC | 120852 | Cynergy Emerging Growth LLC | 1511135 | 01/28/2011 | D | $50,000,000 | $200,000 |
| CIM SECURITIES, LLC | 120852 | Bond Biosciences, Inc. | 1824224 | 09/14/2020 | D | $200,000 | $200,000 |
| CIM SECURITIES, LLC | 120852 | Health Professionals Alliance Inc. | 1789220 | 07/01/2021 | D | $4,000,000 | $200,000 |
| CIM SECURITIES, LLC | 120852 | Badu Holdings, Inc. | 1766878 | 01/12/2022 | D | $7,500,000 | $150,000 |
| CIM SECURITIES, LLC | 120852 | Maroon Bells of Colorado, Inc | 1480613 | 01/14/2010 | D | $1,000,000 | $140,000 |
| CIM SECURITIES, LLC | 120852 | Stingray Therapeutics, Inc. | 1759143 | 10/13/2020 | D/A | $1,500,000 | $117,272 |
| CIM SECURITIES, LLC | 120852 | Grabbr, Inc. | 1631050 | 08/31/2018 | D | $5,000,000 | $75,000 |