Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | AIT Therapeutics, Inc. | 1641631 | 03/01/2018 | D | $9,810,155 | $9,810,155 |
| CIM SECURITIES, LLC | 120852 | Angarus Therapeutics, Inc. | 1836891 | 06/22/2021 | D/A | $9,745,976 | $9,745,976 |
| CIM SECURITIES, LLC | 120852 | Meridian Energy Group, Inc. | 1651538 | 12/16/2019 | D/A | $60,000,000 | $9,547,620 |
| CIM SECURITIES, LLC | 120852 | Evecxia, Inc. | 1736859 | 08/20/2021 | D | $35,000,000 | $8,620,691 |
| CIM SECURITIES, LLC | 120852 | Angarus Therapeutics, Inc. | 1836891 | 03/02/2021 | D/A | $7,830,438 | $7,830,438 |
| CIM SECURITIES, LLC | 120852 | Evecxia, Inc. | 1736859 | 09/11/2020 | D/A | $8,500,000 | $7,414,155 |
| CIM SECURITIES, LLC | 120852 | Angarus Therapeutics, Inc. | 1836891 | 12/29/2020 | D | $6,883,438 | $6,883,438 |
| CIM SECURITIES, LLC | 120852 | Bond Biosciences, Inc. | 1824224 | 01/03/2022 | D | $10,000,000 | $6,810,666 |
| CIM SECURITIES, LLC | 120852 | Applied Therapeutics Inc. | 1697532 | 02/08/2017 | D | $7,000,000 | $6,067,875 |
| CIM SECURITIES, LLC | 120852 | MRI INTERVENTIONS, INC. | 1285550 | 09/13/2016 | D | $6,005,000 | $6,005,000 |